证券相关英语词汇A-C
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证券相关英语词汇A：
accredited 隶属
adjusted liabilities 经调整负债
advertisement 广告
advising on corporate finance 就机构融资提供意见
advising on futures contracts 就期货合约提供意见
advising on securities 就证券提供意见
Advisory Committee 咨询委员会
agents 代理人
aggregate gross foreign currency position 合计外币总持仓量
agreement 协议
agreement in writing 书面协议
amount of margin required to be deposited 按规定须存放的保证金数额
ancillary stabilizing action 附带稳定价格行动
appeal panel 上诉委员会
applicant 申请人
application 申请
application for review 复核申请
appointed day 指定日期
approved bank incorporated outside Hong Kong
法团的银行以外成立为核准的在香港
approved credit rating agency 核准信贷评级机构
approved custodian 核准保管人
approved futures exchange 核准期货交易所
approved introducing agent 核准介绍代理人
approved investment adviser 认可投资顾问
approved lending agent 核准借出代理人
approved person 核准人士
approved redeemable shares 核准可赎回股份
approved regional exchange 认可地区性交易所
approved securities borrowing and lending counterparty
核准证券借贷对手方
approved share registrar 认可股份登记员
approved standby subordinated loan facility 核准备用后偿贷款融通
approved stock exchange 核准证券交易所
approved subordinated loan 核准后偿贷款
arbitration panel 仲裁小组
arbitrator 仲裁人
articles 章程细则
asset management 资产管理
associate 有联系者
associated corporation 相联法团
associated entity 有联系实体
associated person 相联者
audit working papers 审计工作材料
auditor 核数师
authorized ATS provider 认可自动化交易服务提供者
authorized automated trading services 认可自动化交易服务
authorized financial institution 认可财务机构
authorized mutual fund 认可互惠基金
authorized person 获授权人
authorized representative 获授权代表
authorized unit trust 认可单位信托
automated trading service provider 自动化交易服务提供者
automated trading services 自动化交易服务
average monthly turnover 平均每月成交额
证券相关英语词汇B、C：
banker 银行
banker’s book 银行簿册
basic amount 基本数额
basic information 基本数据
bilateral netting agreement 双边净额结算协议
blanket assurance 概括性保证
body 团体
bond broker 债券经纪
bond dealer 债券交易商
books 簿册
borrow 借用安排
broadcast 广播
broadcaster 广播业者
broker 经纪
business day 营业日
calculation 有关计算
call 造访
capital account 资本帐
cash settled equity derivatives 现金结算股本衍生工具
CE number 中央编号
certificate of deposit 存款证
charge 押记
chief executive 最高行政人员
claimant 申索人
Claims Rules 《申索规则》
clearing house 结算所
clearing participant 结算所参与者
clerk 书记
client 客户
client assets 客户资产
client collateral 客户抵押品
client contract 客户合约
client money 客户款项
client securities 客户证券
client securities and collateral 客户证券及抵押品
closing date 截止日期
codes 守则
collateral 抵押品
collateralized warrants 有抵押权证
collective investment scheme 集体投资计划
Commission 证监会;监察委员会
commission 佣金
Commissioner of the Independent Commission Against Corruption
廉政专员
common client 共同客户
companies inspector 公司审查员
company 公司
compensation 赔偿
compensation fund 赔偿基金
complaints officer 投诉主任
completion 完成
concentration discounting factor 集中折扣系数
conditional offer 有条件要约
conduct 行为
constitution 章程
contract multiplier 合约乘数
controller 控制人
controlling entity 控权实体
controlling entity relationship 控权实体关系
controlling person 控权人士
corporate finance adviser, corporate finance consultant
机构融资顾问
corporation 法团
court 法庭;法院
credit union 储蓄互助社
criminal investigatory body 刑事调查机构
currency futures contract 货币期货合约
custodian 保管人
custodian statement 保管人结单
