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证券相关英语词汇A-C

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  证券相关英语词汇A:

  accredited 隶属

  adjusted liabilities 经调整负债

  advertisement 广告

  advising on corporate finance 就机构融资提供意见

  advising on futures contracts 就期货合约提供意见

  advising on securities 就证券提供意见

  Advisory Committee 咨询委员会

  agents 代理人

  aggregate gross foreign currency position 合计外币总持仓量

  agreement 协议

  agreement in writing 书面协议

  amount of margin required to be deposited 按规定须存放的保证金数额

  ancillary stabilizing action 附带稳定价格行动

  appeal panel 上诉委员会

  applicant 申请人

  application 申请

  application for review 复核申请

  appointed day 指定日期

  approved bank incorporated outside Hong Kong

  法团的银行以外成立为核准的在香港

  approved credit rating agency 核准信贷评级机构

  approved custodian 核准保管人

  approved futures exchange 核准期货交易所

  approved introducing agent 核准介绍代理人

  approved investment adviser 认可投资顾问

  approved lending agent 核准借出代理人

  approved person 核准人士

  approved redeemable shares 核准可赎回股份

  approved regional exchange 认可地区性交易所

  approved securities borrowing and lending counterparty

  核准证券借贷对手方

  approved share registrar 认可股份登记员

  approved standby subordinated loan facility 核准备用后偿贷款融通

  approved stock exchange 核准证券交易所

  approved subordinated loan 核准后偿贷款

  arbitration panel 仲裁小组

  arbitrator 仲裁人

  articles 章程细则

  asset management 资产管理

  associate 有联系者

  associated corporation 相联法团

  associated entity 有联系实体

  associated person 相联者

  audit working papers 审计工作材料

  auditor 核数师

  authorized ATS provider 认可自动化交易服务提供者

  authorized automated trading services 认可自动化交易服务

  authorized financial institution 认可财务机构

  authorized mutual fund 认可互惠基金

  authorized person 获授权人

  authorized representative 获授权代表

  authorized unit trust 认可单位信托

  automated trading service provider 自动化交易服务提供者

  automated trading services 自动化交易服务

  average monthly turnover 平均每月成交额

  证券相关英语词汇B、C:

  banker 银行

  banker’s book 银行簿册

  basic amount 基本数额

  basic information 基本数据

  bilateral netting agreement 双边净额结算协议

  blanket assurance 概括性保证

  body 团体

  bond broker 债券经纪

  bond dealer 债券交易商

  books 簿册

  borrow 借用安排

  broadcast 广播

  broadcaster 广播业者

  broker 经纪

  business day 营业日

  calculation 有关计算

  call 造访

  capital account 资本帐

  cash settled equity derivatives 现金结算股本衍生工具

  CE number 中央编号

  certificate of deposit 存款证

  charge 押记

  chief executive 最高行政人员

  claimant 申索人

  Claims Rules 《申索规则》

  clearing house 结算所

  clearing participant 结算所参与者

  clerk 书记

  client 客户

  client assets 客户资产

  client collateral 客户抵押品

  client contract 客户合约

  client money 客户款项

  client securities 客户证券

  client securities and collateral 客户证券及抵押品

  closing date 截止日期

  codes 守则

  collateral 抵押品

  collateralized warrants 有抵押权证

  collective investment scheme 集体投资计划

  Commission 证监会;监察委员会

  commission 佣金

  Commissioner of the Independent Commission Against Corruption

  廉政专员

  common client 共同客户

  companies inspector 公司审查员

  company 公司

  compensation 赔偿

  compensation fund 赔偿基金

  complaints officer 投诉主任

  completion 完成

  concentration discounting factor 集中折扣系数

  conditional offer 有条件要约

  conduct 行为

  constitution 章程

  contract multiplier 合约乘数

  controller 控制人

  controlling entity 控权实体

  controlling entity relationship 控权实体关系

  controlling person 控权人士

  corporate finance adviser, corporate finance consultant

  机构融资顾问

  corporation 法团

  court 法庭;法院

  credit union 储蓄互助社

  criminal investigatory body 刑事调查机构

  currency futures contract 货币期货合约

  custodian 保管人

  custodian statement 保管人结单

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